Swap Dealer (SD) Members
A swap dealer (SD) is an entity that holds itself out as a dealer in swaps; makes a market in swaps; regularly enters into swaps with counterparties as an ordinary course of business for its own account; or engages in any activity causing the entity to be commonly known in the trade as a dealer or market maker in swaps. See CFTC Regulation 1.3 for exceptions and limitations.
Currently, there are no major swap participant (MSP) Members. To register as an SD, visit the SD registration page.
Arbitration Services
View Services for ArbitrationSD Member Notices
View Notices about SD Member NoticesSD Education and Training
See Resources for SD Education and TrainingElectronic Filing Systems
Access NFA's Electronic Filing Systems
Filing Requirements
View Information about SD Filing Requirements
Access the SD registry for a list of SDs and their CFTC registration status.