Home Members Resources Files 2025 Member Regulatory Workshop

2025 Member Regulatory Workshop

NFA will host Member Regulatory Workshops for commodity pool operator (CPO), commodity trading advisor (CTA), futures commission merchant (FCM), retail forex exchange dealer (RFED), and introducing broker (IB) in Chicago, March 5th and New York, March 18th; and swap dealers (SD) Members in New York, March 19th.

NFA staff will discuss a variety of topics, including common exam findings, preparing for an NFA exam, supervision and interpretive notices, among other topics.

Registration for the Member Regulatory Workshop in Chicago has closed.

REGISTER NOW FOR THE NEW YORK MARCH 18 WORKSHOP REGISTER NOW FOR THE NEW YORK MARCH 19 SWAP DEALER WORKSHOP